Supervision and Compliance

Compliance impacts your entire organization and crosses boundaries between the IT department and the business side, including stakeholders typically not involved in decision-making such as legal departments or Chief Compliance Officers.


Regulatory pressures are increasing across all industries, including: Brokerage, Pharmaceutical, Insurance, Telecommunications, Energy/Utilities, and Government. There is a tremendous volume of pending legislation targeted at records management and "Best Practices" are pushing other non-regulated industries. This pressure is not expected to let up.

With the Plug n Comply™ suite, companies are provided with a turnkey solution to establish and enforce policies and compliance processes to meet Sarbanes-Oxley, SEC, NASD and other regulatory and corporate governance requirements.

The Jatheon solution:
  • Offers a comprehensive compliance workflow that supports all compliance models
    • Internal Review
    • External Mail Inbound/Outbound Review

  • Automates identification of suspect content
    • Natural Language Processing combined with open lexicon technology provides the most accurate method to flag email content that raises legal and compliance issues

  • Offers a comprehensive audit trail and evidence of review logging and reporting capabilities
  • Provides centralized management of enterprise content inspection policies
  • Integrates email archive with Write Once Read Many (WORM) storage devices